Audits · SOX · Companies Act · RBI · SEBI
IT General Controls Audit — The Foundation of Financial Compliance
ITGC failures are the most common cause of material weaknesses in financial statement audits.
Audits · SOX · Companies Act · RBI · SEBI
ITGC failures are the most common cause of material weaknesses in financial statement audits.
IT General Controls are the technology controls that financial statement audits, SOX compliance, Companies Act requirements and RBI/SEBI regulations depend on. Change management, access controls, computer operations and application development controls form the foundation of financial reporting. ITGC failures lead to qualified audit opinions and regulatory action.
Our certified professionals follow internationally recognized methodologies — OWASP, NIST, PTES, OSSTMM and OWASP MASVS. Every engagement is manual-first: real experts thinking like attackers, not just running automated scanners. We are CERT-In empanelled — every report we issue is accepted by RBI, SEBI, IRDAI and all major Indian regulators.
Every Engagement Includes
A proven, structured approach — from scoping to certificate.
Identify all in-scope financial applications, underlying IT infrastructure and relevant ITGC domains.
Obtain and review documentation for key ITGC processes. Conduct walkthroughs with control owners.
Assess whether controls are designed to prevent or detect material misstatements.
Test a sample of control operations over the audit period to confirm controls operated as designed.
Classify deficiencies as control deficiencies, significant deficiencies or material weaknesses.
ITGC audit report and management letter. Remediation guidance for all identified deficiencies.
OWASP Top 10 penetration testing for websites and web apps.
India data privacy law compliance — gap assessment to full program.
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